# CATHERINE MARY MATHIS

CATHERINE MARY MATHIS is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with BERKELEY ADVISORS, INC..

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [BERKELEY ADVISORS, INC.](https://search.stillhousedata.com/firm/134455) | 2017-05-18 | present | Yes |
| [CONCOURSE FINANCIAL GROUP SECURITIES, INC.](https://search.stillhousedata.com/firm/15708) | 2005-12-08 | 2017-06-16 | — |
| [USALLIANZ SECURITIES, INC.](https://search.stillhousedata.com/firm/40875) | 2005-07-21 | 2005-11-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4988760)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4988760.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.