# CHUCK WONG

CHUCK WONG is an investment adviser representative (IAR) with state registration records since 2005, appearing at 11 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

## Registration history (13)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2022-09-06 | present | Yes |
| [SCHWAB WEALTH ADVISORY, INC.](https://search.stillhousedata.com/firm/159035) | 2021-12-16 | 2022-09-20 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2021-09-23 | 2022-09-20 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2019-08-07 | 2021-10-20 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2019-08-07 | 2021-10-20 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2018-03-27 | 2019-08-01 | — |
| [BANCWEST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/29357) | 2016-09-28 | 2018-03-28 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2015-08-05 | 2016-10-03 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2014-07-01 | 2014-12-31 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2012-10-01 | 2013-12-31 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2010-11-30 | 2012-10-01 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2008-10-06 | 2010-10-06 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2005-10-19 | 2007-02-09 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4995534)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4995534.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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