# RICHARD A SIMPSON

RICHARD A SIMPSON is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with MORAN WEALTH MANAGEMENT, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORAN WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/319208) | 2022-05-31 | present | Yes |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2021-03-31 | 2022-06-24 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2018-02-26 | 2021-03-17 | — |
| [BB&T INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/33856) | 2015-10-22 | 2017-11-08 | — |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2013-01-30 | 2015-10-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4999321)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4999321.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.