# SAMUEL JAMES WILLIS

SAMUEL JAMES WILLIS is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with FIRST TRUST ADVISORS LP.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FIRST TRUST ADVISORS LP](https://search.stillhousedata.com/firm/107027) | 2012-06-29 | present | Yes |
| [NUVEEN ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/155584) | 2011-09-01 | 2012-07-06 | — |
| [NUVEEN FUND ADVISORS, LLC](https://search.stillhousedata.com/firm/104626) | 2007-07-13 | 2011-09-01 | — |
| [ALLSPRING FUNDS MANAGEMENT, LLC](https://search.stillhousedata.com/firm/110841) | 2006-06-16 | 2007-05-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5006651)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5006651.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.