# RENEE DALAL DAWSON

RENEE DALAL DAWSON is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2026-02-25 | present | Yes |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2024-11-25 | 2026-03-04 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2018-10-23 | 2023-03-28 | — |
| [MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/111135) | 2018-02-13 | 2018-10-17 | — |
| [NPA ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/131534) | 2006-05-15 | 2011-03-18 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2005-10-06 | 2006-03-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5010883)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5010883.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.