# THOMAS JOSEPH NEUMANN

THOMAS JOSEPH NEUMANN is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with DRAKE & ASSOCIATES, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [DRAKE & ASSOCIATES, LLC](https://search.stillhousedata.com/firm/154854) | 2019-04-03 | present | Yes |
| [THE HUNTINGTON INVESTMENT COMPANY](https://search.stillhousedata.com/firm/16986) | 2018-07-31 | 2019-03-26 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2017-10-23 | 2018-04-17 | — |
| [ALLSPRING FUNDS MANAGEMENT, LLC](https://search.stillhousedata.com/firm/110841) | 2010-02-10 | 2010-03-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5018758)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5018758.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.