# ANTONIO CARTER

ANTONIO CARTER is an investment adviser representative (IAR) with state registration records since 2012, appearing at 6 firms. Currently registered with PRINCIPAL SECURITIES, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2023-05-19 | present | Yes |
| [M FINANCIAL ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/136694) | 2022-10-14 | 2023-04-27 | — |
| [M HOLDINGS SECURITIES, INC.](https://search.stillhousedata.com/firm/43285) | 2022-09-09 | 2023-04-27 | — |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2015-12-11 | 2022-08-30 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2015-10-02 | 2015-12-07 | — |
| [SORRENTO PACIFIC FINANCIAL, LLC](https://search.stillhousedata.com/firm/127787) | 2015-10-02 | 2015-12-22 | — |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2012-03-06 | 2015-09-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5022315)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5022315.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.