# JAMES XERXES PHILLIPS

JAMES XERXES PHILLIPS is an investment adviser representative (IAR) with state registration records since 2012, appearing at 5 firms. Currently registered with OXENFREE CAPITAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OXENFREE CAPITAL LLC](https://search.stillhousedata.com/firm/327105) | 2023-07-06 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2023-06-01 | 2023-07-27 | — |
| [AFFINITY FINANCIAL ADVISORS](https://search.stillhousedata.com/firm/114412) | 2020-05-22 | 2023-10-06 | — |
| [CETERA WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/13572) | 2013-02-01 | 2023-06-29 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2012-02-29 | 2012-11-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5024716)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5024716.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.