# Lee W Northern

Lee W Northern is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with ALPHASTAR CAPITAL MANAGEMENT, LLC.

## Registration history (11)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ALPHASTAR CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/157423) | 2025-12-15 | present | Yes |
| [TRAJAN WEALTH, L.L.C.](https://search.stillhousedata.com/firm/158847) | 2024-12-03 | 2025-10-28 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2024-04-10 | 2024-12-02 | — |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2023-08-29 | 2023-10-25 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2020-05-28 | 2023-03-14 | — |
| [USAA INVESTMENT SERVICES COMPANY](https://search.stillhousedata.com/firm/5475) | 2018-01-08 | 2020-05-24 | — |
| [USAA FINANCIAL PLANNING SERVICES](https://search.stillhousedata.com/firm/106352) | 2015-08-25 | 2018-01-08 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2014-12-02 | 2015-08-12 | — |
| [USAA FINANCIAL PLANNING SERVICES](https://search.stillhousedata.com/firm/106352) | 2008-12-11 | 2013-08-05 | — |
| [USAA INVESTMENT SERVICES COMPANY](https://search.stillhousedata.com/firm/5475) | 2007-09-19 | 2008-12-31 | — |
| [USAA FINANCIAL PLANNING SERVICES](https://search.stillhousedata.com/firm/106352) | 2006-03-07 | 2007-09-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5029425)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5029425.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.