# GERMAN RICARDO MORA

GERMAN RICARDO MORA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 10 firms. Currently registered with GAGNI ASSET MANAGEMENT LLC, ERNST & YOUNG INVESTMENT ADVISERS LLP.

## Registration history (11)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ERNST & YOUNG INVESTMENT ADVISERS LLP](https://search.stillhousedata.com/firm/110921) | 2023-10-31 | present | Yes |
| [GAGNI ASSET MANAGEMENT LLC](https://search.stillhousedata.com/firm/169527) | 2021-11-13 | present | Yes |
| [SB ADVISORY, LLC](https://search.stillhousedata.com/firm/154680) | 2021-05-17 | 2021-12-23 | — |
| [STONEX INTERNATIONAL ADVISORS INC](https://search.stillhousedata.com/firm/153799) | 2019-07-03 | 2021-03-09 | — |
| [MORA CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/112221) | 2017-08-29 | 2019-06-28 | — |
| [GAGNI ASSET MANAGEMENT LLC](https://search.stillhousedata.com/firm/169527) | 2017-03-14 | 2017-03-14 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2016-11-29 | 2017-02-24 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2015-01-21 | 2016-12-02 | — |
| [PNC MANAGED ACCOUNT SOLUTIONS, INC.](https://search.stillhousedata.com/firm/110476) | 2011-07-11 | 2014-11-24 | — |
| [CP CAPITAL SECURITIES](https://search.stillhousedata.com/firm/15029) | 2007-09-14 | 2009-09-15 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2006-08-07 | 2007-05-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5032958)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5032958.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.