# DANIEL KENNETH PHELPS

DANIEL KENNETH PHELPS is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with OXFORD CAPITAL MANAGEMENT LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OXFORD CAPITAL MANAGEMENT LLC](https://search.stillhousedata.com/firm/333156) | 2024-09-13 | present | Yes |
| [SPANISH PEAKS CAPITAL MANAGEMENT](https://search.stillhousedata.com/firm/160531) | 2012-06-01 | 2018-11-08 | — |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2009-12-18 | 2011-12-02 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2008-03-14 | 2009-09-30 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2006-10-24 | 2008-02-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5033909)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5033909.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.