# ARTHUR RANDOLPH DUMM

ARTHUR RANDOLPH DUMM is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2022-01-14 | present | Yes |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2021-08-19 | 2022-01-26 | — |
| [PNC MANAGED ACCOUNT SOLUTIONS, INC.](https://search.stillhousedata.com/firm/110476) | 2014-09-11 | 2021-08-17 | — |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2012-12-06 | 2014-07-10 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2009-11-16 | 2012-10-03 | — |
| [ASSOCIATED SECURITIES CORP.](https://search.stillhousedata.com/firm/12969) | 2007-11-30 | 2009-01-27 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2005-12-12 | 2007-08-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5036029)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5036029.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.