# NEIL JAMES WESTERMAN

NEIL JAMES WESTERMAN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with SUMMIT WEALTH MANAGEMENT GROUP, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SUMMIT WEALTH MANAGEMENT GROUP, INC.](https://search.stillhousedata.com/firm/170029) | 2024-05-17 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2016-08-15 | 2023-02-16 | — |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2013-09-04 | 2016-08-02 | — |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2006-08-17 | 2012-04-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5037394)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5037394.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.