# CHARLES NMN LIM

CHARLES NMN LIM is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with STANCORP INVESTMENT ADVISERS, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [STANCORP INVESTMENT ADVISERS, INC.](https://search.stillhousedata.com/firm/110228) | 2024-12-20 | present | Yes |
| [MIRAE ASSET WEALTH MANAGEMENT (USA) INC.](https://search.stillhousedata.com/firm/147991) | 2019-05-17 | 2021-04-01 | — |
| [U.S. BANCORP ADVISORS, LLC](https://search.stillhousedata.com/firm/14455) | 2017-01-24 | 2019-05-13 | — |
| [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | 2012-06-25 | 2017-01-12 | — |
| [FIRST ALLIED SECURITIES, INC.](https://search.stillhousedata.com/firm/32444) | 2009-08-25 | 2017-01-12 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2008-09-29 | 2009-08-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5039063)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5039063.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.