# CHARLES CLARKE SMITH

CHARLES CLARKE SMITH is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with KESTRA PRIVATE WEALTH SERVICES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [KESTRA PRIVATE WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/155193) | 2022-05-04 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-07-02 | 2022-05-11 | — |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2008-01-08 | 2008-04-25 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2006-03-17 | 2007-12-17 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2006-02-21 | 2006-03-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5047699)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5047699.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.