# KEVIN RAY HERMIS

KEVIN RAY HERMIS is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ROCKEFELLER FINANCIAL LLC](https://search.stillhousedata.com/firm/291361) | 2022-11-04 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2020-03-20 | 2022-11-08 | — |
| [BAKER TILLY WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/167811) | 2019-10-21 | 2020-03-20 | — |
| [UNITED CAPITAL FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/134600) | 2018-08-31 | 2019-10-24 | — |
| [MRZ FINANCIAL SERVICES LLC](https://search.stillhousedata.com/firm/282754) | 2017-10-25 | 2018-12-31 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2009-10-23 | 2017-10-24 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2008-05-06 | 2009-10-23 | — |
| [ARVEST INVESTMENTS, INC.](https://search.stillhousedata.com/firm/42057) | 2006-03-06 | 2008-05-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5057695)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5057695.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.