# JAMES THEOCHARIS DIMOS

JAMES THEOCHARIS DIMOS is an investment adviser representative (IAR) with state registration records since 2007, appearing at 7 firms. Currently registered with ADVISORY RESOURCE GROUP, LLC, LPL FINANCIAL LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2022-08-03 | present | Yes |
| [ADVISORY RESOURCE GROUP, LLC](https://search.stillhousedata.com/firm/191512) | 2020-02-21 | present | Yes |
| [NORTHEAST PLANNING ASSOCIATES, INC.](https://search.stillhousedata.com/firm/131406) | 2017-10-16 | 2020-02-18 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2017-03-25 | 2017-10-10 | — |
| [MARINER MANAGED ACCOUNT SOLUTIONS, LLC](https://search.stillhousedata.com/firm/151664) | 2015-03-16 | 2018-01-25 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2015-01-02 | 2017-03-25 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2007-02-26 | 2015-01-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5058761)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5058761.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.