# SCOTT JAMES HOFMAN

SCOTT JAMES HOFMAN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 8 firms. Currently registered with RATIO FINANCIAL HOLDINGS.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RATIO FINANCIAL HOLDINGS](https://search.stillhousedata.com/firm/283357) | 2026-01-05 | present | Yes |
| [U.S. BANCORP ADVISORS, LLC](https://search.stillhousedata.com/firm/14455) | 2015-05-04 | 2019-05-09 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2013-10-01 | 2015-05-07 | — |
| [BANCWEST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/29357) | 2010-04-19 | 2013-10-11 | — |
| [ESSEX NATIONAL SECURITIES, LLC](https://search.stillhousedata.com/firm/25454) | 2009-08-12 | 2010-04-15 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2008-12-23 | 2009-07-08 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2007-04-16 | 2008-12-22 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2006-01-16 | 2006-08-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5069797)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5069797.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
