# Joanna Kim

Joanna Kim is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2022-12-22 | present | Yes |
| [UNFCU ADVISORS LLC](https://search.stillhousedata.com/firm/136572) | 2019-01-26 | 2020-08-20 | — |
| [B. RILEY CAPITAL MANAGEMENT](https://search.stillhousedata.com/firm/160510) | 2015-11-20 | 2019-01-02 | — |
| [LADENBURG THALMANN ASSET MANAGEMENT INC](https://search.stillhousedata.com/firm/108604) | 2010-05-26 | 2012-02-27 | — |
| [LADENBURG THALMANN ASSET MANAGEMENT INC](https://search.stillhousedata.com/firm/108604) | 2007-04-24 | 2009-09-18 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2006-04-07 | 2007-03-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5070911)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5070911.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.