# NICHOLAS RAYMOND ROY

NICHOLAS RAYMOND ROY is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with SOMNIO FINANCIAL GROUP, LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SOMNIO FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/174217) | 2015-04-24 | present | Yes |
| [NEXT FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/46214) | 2009-01-28 | 2015-04-14 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2006-04-17 | 2009-01-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5074653)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5074653.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.