# JOSHUA RICHARD ALLEN

JOSHUA RICHARD ALLEN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with TCP ASSET MANAGEMENT, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TCP ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/286037) | 2017-01-13 | present | Yes |
| [TRENDENCY CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/159431) | 2014-10-28 | 2017-01-13 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2013-12-05 | 2014-10-20 | — |
| [INVEST FINANCIAL CORPORATION](https://search.stillhousedata.com/firm/12984) | 2012-10-01 | 2013-12-05 | — |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2007-07-24 | 2012-09-24 | — |
| [NATIONWIDE INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/142373) | 2007-02-05 | 2007-07-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5074710)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5074710.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.