# JAMES RICHARD BATEY

JAMES RICHARD BATEY is an investment adviser representative (IAR) with state registration records since 2011, appearing at 3 firms. Currently registered with FOUNDERS FINANCIAL ALLIANCE, LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FOUNDERS FINANCIAL ALLIANCE, LLC](https://search.stillhousedata.com/firm/173011) | 2026-04-30 | present | Yes |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2011-08-18 | 2026-05-11 | — |
| [HANTZ FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/46047) | 2011-02-02 | 2011-06-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5075948)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5075948.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.