# Michal B Caro

Michal B Caro is an investment adviser representative (IAR) with state registration records since 2010, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2024-04-19 | present | Yes |
| [NEXT FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/46214) | 2020-06-19 | 2024-04-26 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2019-09-04 | 2020-06-19 | — |
| [CASTLE ROCK WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/199513) | 2019-05-01 | 2019-09-03 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2019-01-14 | 2019-05-02 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2014-03-04 | 2019-01-14 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2010-12-23 | 2014-02-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5077332)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5077332.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.