# ALAN ARRIETA

ALAN ARRIETA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2008-05-16 | present | Yes |
| [J.P. MORGAN SECURITIES INC.](https://search.stillhousedata.com/firm/18718) | 2006-09-27 | 2008-05-23 | — |
| [BANC ONE SECURITIES CORPORATION](https://search.stillhousedata.com/firm/16999) | 2006-04-24 | 2006-09-27 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5089103)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5089103.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.