# Gom Tran

Gom Tran is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2015-02-05 | present | Yes |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2013-12-12 | 2015-01-05 | — |
| [SANTANDER SECURITIES LLC](https://search.stillhousedata.com/firm/41791) | 2012-09-19 | 2013-08-22 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2012-05-25 | 2012-09-19 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2007-06-08 | 2012-05-11 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2007-01-19 | 2007-02-26 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5094422)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5094422.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.