# HELEN DAO

HELEN DAO is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with STIRLINGSHIRE RIA LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [STIRLINGSHIRE RIA LLC](https://search.stillhousedata.com/firm/327779) | 2024-11-20 | present | Yes |
| [MONEY CONCEPTS CAPITAL CORP](https://search.stillhousedata.com/firm/12963) | 2013-01-14 | 2024-12-17 | — |
| [VSR FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14503) | 2012-06-22 | 2012-12-31 | — |
| [SIGNATOR INVESTORS, INC.](https://search.stillhousedata.com/firm/468) | 2012-01-17 | 2012-06-28 | — |
| [THRIVENT INVESTMENT MANAGEMENT INC.](https://search.stillhousedata.com/firm/18387) | 2009-04-17 | 2011-05-05 | — |
| [USAA INVESTMENT SERVICES COMPANY](https://search.stillhousedata.com/firm/5475) | 2007-10-01 | 2009-02-26 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2006-09-06 | 2007-08-09 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5107692)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5107692.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.