# PHILLIP JOSEPH SUSI

PHILLIP JOSEPH SUSI is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with TCP ASSET MANAGEMENT, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TCP ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/286037) | 2017-01-19 | present | Yes |
| [TRENDENCY CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/159431) | 2014-10-30 | 2017-01-13 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2013-08-12 | 2014-10-20 | — |
| [INVEST FINANCIAL CORPORATION](https://search.stillhousedata.com/firm/12984) | 2011-07-05 | 2013-08-12 | — |
| [RAYMOND JAMES FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/6694) | 2008-06-13 | 2008-07-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5109197)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5109197.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.