# Aaron Michael Daugherty

Aaron Michael Daugherty is an investment adviser representative (IAR) with state registration records since 2011, appearing at 6 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2018-07-12 | present | Yes |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2018-05-14 | 2018-06-01 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2018-02-26 | 2018-06-01 | — |
| [SCOTTRADE INVESTMENT MANAGEMENT](https://search.stillhousedata.com/firm/169988) | 2017-04-19 | 2018-02-26 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2012-12-19 | 2015-10-07 | — |
| [ADVANCED EQUITIES, INC.](https://search.stillhousedata.com/firm/35545) | 2011-08-03 | 2012-07-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5122086)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5122086.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.