# William Esteban Romero

William Esteban Romero is an investment adviser representative (IAR) with state registration records since 2009, appearing at 7 firms. Currently registered with SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC](https://search.stillhousedata.com/firm/154632) | 2026-03-09 | present | Yes |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2023-10-20 | 2025-06-10 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2018-11-01 | 2023-10-13 | — |
| [EAGLE STRATEGIES LLC](https://search.stillhousedata.com/firm/110826) | 2017-05-23 | 2018-02-22 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2015-09-09 | 2017-01-18 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2012-10-01 | 2015-02-10 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2009-05-06 | 2012-10-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5127697)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5127697.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.