# Corinne Carroll

Corinne Carroll is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2020-06-04 | present | Yes |
| [J.P. MORGAN PRIVATE WEALTH ADVISORS LLC](https://search.stillhousedata.com/firm/108559) | 2017-02-10 | 2019-07-17 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2008-09-25 | 2017-02-21 | — |
| [LEHMAN BROTHERS INC.](https://search.stillhousedata.com/firm/7506) | 2008-03-31 | 2008-10-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5137943)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5137943.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.