# JAMES BRIAN DILLON

JAMES BRIAN DILLON is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with REGAL INVESTMENT ADVISORS LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [REGAL INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/125004) | 2014-09-03 | present | Yes |
| [CONCOURSE FINANCIAL GROUP SECURITIES, INC.](https://search.stillhousedata.com/firm/15708) | 2010-01-05 | 2014-09-24 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2009-11-13 | 2009-12-03 | — |
| [NATCITY INVESTMENTS, INC.](https://search.stillhousedata.com/firm/17490) | 2009-04-14 | 2009-11-13 | — |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2006-09-22 | 2009-03-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5148845)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5148845.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.