# ANDREW JOSEPH OSWALD

ANDREW JOSEPH OSWALD is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with FLAHARTY ASSET MANAGEMENT, LLC, MODERN WEALTH MANAGEMENT, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MODERN WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/324624) | 2026-06-15 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2019-01-28 | 2026-06-03 | — |
| [FLAHARTY ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/168495) | 2014-11-12 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2006-10-05 | 2014-10-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5153830)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5153830.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.