# ERNEST William ROSS

ERNEST William ROSS is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with INDEPENDENT ADVISOR ALLIANCE, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT ADVISOR ALLIANCE, LLC](https://search.stillhousedata.com/firm/168267) | 2022-09-06 | present | Yes |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2017-03-23 | 2022-09-02 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2014-05-01 | 2017-03-23 | — |
| [ADVISORS ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/46727) | 2011-06-20 | 2013-10-04 | — |
| [HAYDEN HARPER WEALTH ADVISORY, LLC](https://search.stillhousedata.com/firm/152091) | 2010-05-13 | 2010-09-17 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-11-11 | 2009-06-26 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5154373)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5154373.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.