# Joan DuQuette

Joan DuQuette is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2024-01-22 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2019-09-05 | 2024-01-04 | — |
| [DFPG INVESTMENTS, LLC](https://search.stillhousedata.com/firm/155576) | 2018-04-27 | 2019-07-02 | — |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2017-08-17 | 2018-04-26 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2009-06-17 | 2017-07-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5154671)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5154671.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.