# ROMMEL GARCIA

ROMMEL GARCIA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 12 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

## Registration history (12)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2026-03-25 | present | Yes |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2025-05-23 | 2026-03-25 | — |
| [TD PRIVATE CLIENT WEALTH LLC](https://search.stillhousedata.com/firm/164484) | 2024-03-07 | 2024-07-02 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2019-08-21 | 2024-02-23 | — |
| [CAPITAL ANALYSTS, LLC](https://search.stillhousedata.com/firm/162200) | 2019-04-05 | 2019-06-06 | — |
| [LINCOLN INVESTMENT PLANNING, LLC](https://search.stillhousedata.com/firm/519) | 2019-04-01 | 2019-06-06 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2015-12-17 | 2019-03-20 | — |
| [TRUIST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/17499) | 2014-02-18 | 2015-11-17 | — |
| [PNC MANAGED ACCOUNT SOLUTIONS, INC.](https://search.stillhousedata.com/firm/110476) | 2011-03-29 | 2014-02-14 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2009-09-09 | 2009-10-22 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-03-04 | 2009-06-16 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2006-11-06 | 2007-11-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5167024)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5167024.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
