# RICKY LAWSON CARROLL

RICKY LAWSON CARROLL is an investment adviser representative (IAR) with state registration records since 2010, appearing at 8 firms. Currently registered with PNC WEALTH MANAGEMENT.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2023-08-23 | present | Yes |
| [PARK AVENUE SECURITIES LLC](https://search.stillhousedata.com/firm/46173) | 2022-11-07 | 2023-08-23 | — |
| [COLORADO FINANCIAL SERVICE CORPORATION](https://search.stillhousedata.com/firm/104343) | 2021-05-17 | 2022-07-01 | — |
| [GWN SECURITIES INC.](https://search.stillhousedata.com/firm/128929) | 2019-05-14 | 2019-12-31 | — |
| [CAPITAL ANALYSTS, LLC](https://search.stillhousedata.com/firm/162200) | 2019-04-09 | 2019-04-18 | — |
| [LINCOLN INVESTMENT PLANNING, LLC](https://search.stillhousedata.com/firm/519) | 2019-04-04 | 2019-04-18 | — |
| [PARK AVENUE SECURITIES LLC](https://search.stillhousedata.com/firm/46173) | 2014-04-01 | 2019-04-11 | — |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2013-09-19 | 2014-03-04 | — |
| [NATIONAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/29604) | 2010-03-22 | 2013-09-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5197265)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5197265.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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