# JODY ANN SWAPP

JODY ANN SWAPP is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with ASHTON THOMAS SECURITIES, LLC, ASHTON THOMAS PRIVATE WEALTH.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ASHTON THOMAS PRIVATE WEALTH](https://search.stillhousedata.com/firm/153902) | 2024-06-06 | present | Yes |
| [ASHTON THOMAS SECURITIES, LLC](https://search.stillhousedata.com/firm/16629) | 2024-06-06 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2011-01-03 | 2024-06-13 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2008-11-12 | 2011-01-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5203196)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5203196.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.