# HELMUT GARCIA

HELMUT GARCIA is an investment adviser representative (IAR) with state registration records since 2009, appearing at 11 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (11)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-05-15 | present | Yes |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2023-12-26 | 2025-05-15 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2021-06-09 | 2024-01-02 | — |
| [MIRAMONTES CAPITAL, LLC](https://search.stillhousedata.com/firm/264786) | 2019-08-27 | 2021-02-19 | — |
| [THE RETIREMENT GROUP, LLC](https://search.stillhousedata.com/firm/148296) | 2018-04-24 | 2019-06-03 | — |
| [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | 2018-03-21 | 2019-06-05 | — |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2017-03-16 | 2017-09-20 | — |
| [BANCWEST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/29357) | 2014-07-14 | 2016-06-24 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2012-08-10 | 2013-12-03 | — |
| [RBC SECURITIES, INC.](https://search.stillhousedata.com/firm/103705) | 2011-01-13 | 2011-08-16 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2009-06-25 | 2010-05-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5203683)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5203683.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.