# ERIN KATHLEEN O'BRIEN

ERIN KATHLEEN O'BRIEN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2022-11-09 | present | Yes |
| [WATERFRONT WEALTH INC.](https://search.stillhousedata.com/firm/173220) | 2022-06-14 | 2022-11-08 | — |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2016-11-16 | 2020-10-05 | — |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2014-04-09 | 2016-10-05 | — |
| [JHS CAPITAL ADVISORS, LLC](https://search.stillhousedata.com/firm/112097) | 2012-06-11 | 2014-02-20 | — |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2007-06-18 | 2012-05-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5217190)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5217190.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.