# THOMAS MCCARTHY OBRIEN

THOMAS MCCARTHY OBRIEN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with ROTHSCHILD WEALTH LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ROTHSCHILD WEALTH LLC](https://search.stillhousedata.com/firm/162442) | 2025-05-12 | present | Yes |
| [MORNINGSTAR INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/112525) | 2024-01-09 | 2025-05-02 | — |
| [ASTOR INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/169679) | 2018-01-02 | 2022-06-13 | — |
| [ZACKS INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/110897) | 2007-07-04 | 2011-01-26 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5230392)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5230392.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.