# JAMES MICHAEL WARREN

JAMES MICHAEL WARREN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with MML INVESTORS SERVICES, LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2010-11-17 | present | Yes |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2007-10-26 | 2010-10-20 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2007-01-09 | 2007-09-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5234299)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5234299.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.