# Kathleen Ortiz

Kathleen Ortiz is an investment adviser representative (IAR) with state registration records since 2012, appearing at 3 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2018-03-28 | present | Yes |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2016-12-27 | 2017-05-03 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2014-09-29 | 2017-01-03 | — |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2012-04-25 | 2014-09-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5271437)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5271437.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.