# MINDY YU

MINDY YU is an investment adviser representative (IAR) with state registration records since 2014, appearing at 3 firms. Currently registered with BETTERMENT LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [BETTERMENT LLC](https://search.stillhousedata.com/firm/149117) | 2021-12-06 | present | Yes |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2019-04-23 | 2019-12-04 | — |
| [BLACKROCK INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/108928) | 2014-03-25 | 2016-03-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5275860)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5275860.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.