# NICHOLAS ANTHONY PUNZIO

NICHOLAS ANTHONY PUNZIO is an investment adviser representative (IAR) with state registration records since 2008, appearing at 10 firms. Currently registered with VESTGEN ADVISORS, LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VESTGEN ADVISORS, LLC](https://search.stillhousedata.com/firm/318657) | 2023-02-08 | present | Yes |
| [FIDELITY PERSONAL AND WORKPLACE ADVISORS](https://search.stillhousedata.com/firm/288590) | 2018-07-13 | 2023-01-10 | — |
| [STRATEGIC ADVISERS LLC](https://search.stillhousedata.com/firm/104555) | 2016-06-23 | 2018-07-13 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2015-06-30 | 2016-04-28 | — |
| [ASSOCIATED INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/1464) | 2014-05-12 | 2015-07-01 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2013-04-12 | 2014-04-16 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2013-04-12 | 2014-04-16 | — |
| [ZACKS INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/110897) | 2010-12-16 | 2011-05-05 | — |
| [JOHN HANCOCK INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/105790) | 2009-02-24 | 2009-07-24 | — |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2008-10-10 | 2008-11-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5277539)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5277539.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
