# JAMES PAUL WERTZ

JAMES PAUL WERTZ is an investment adviser representative (IAR) with state registration records since 2007, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2024-12-10 | present | Yes |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2019-05-31 | 2024-12-12 | — |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2012-06-01 | 2019-06-10 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2010-05-12 | 2012-06-05 | — |
| [EVOLVE INVESTMENT ADVISORS](https://search.stillhousedata.com/firm/131714) | 2009-08-03 | 2010-04-30 | — |
| [EVOLVE SECURITIES, INC.](https://search.stillhousedata.com/firm/127474) | 2009-07-30 | 2009-08-03 | — |
| [JOLLIFFE CAPITAL, INC.](https://search.stillhousedata.com/firm/140725) | 2008-07-03 | 2009-07-14 | — |
| [QA3 FINANCIAL LLC](https://search.stillhousedata.com/firm/104957) | 2007-08-10 | 2008-07-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5281474)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5281474.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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