# AMY CHI-FAN PENG

AMY CHI-FAN PENG is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2022-07-01 | 2022-10-14 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2010-05-17 | present | Yes |
| [BARCLAYS CAPITAL INC.](https://search.stillhousedata.com/firm/19714) | 2009-01-21 | 2009-07-22 | — |
| [LEHMAN BROTHERS INC.](https://search.stillhousedata.com/firm/7506) | 2008-08-08 | 2008-10-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5292851)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5292851.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.