# Thomas A Walker

Thomas A Walker is an investment adviser representative (IAR) with state registration records since 2014, appearing at 7 firms. Currently registered with ROOTED FINANCIAL GROUP, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ROOTED FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/335302) | 2025-04-07 | present | Yes |
| [DMK ADVISOR GROUP, INC.](https://search.stillhousedata.com/firm/41067) | 2023-06-12 | 2025-03-07 | — |
| [PACE FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/318359) | 2023-03-15 | 2025-05-30 | — |
| [ARKOS GLOBAL ADVISORS, LLC](https://search.stillhousedata.com/firm/287466) | 2022-01-11 | 2023-04-03 | — |
| [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | 2018-12-03 | 2022-01-06 | — |
| [FINANCIAL ADVOCATES INVESTMENT MANAGEMENT](https://search.stillhousedata.com/firm/151298) | 2017-12-05 | 2018-12-03 | — |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2014-04-03 | 2017-12-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5302443)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5302443.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.