# Carey A Droznek

Carey A Droznek is an investment adviser representative (IAR) with state registration records since 2008, appearing at 8 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2023-06-29 | present | Yes |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2022-09-08 | 2023-02-03 | — |
| [ALIGHT FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/158744) | 2021-08-03 | 2022-09-14 | — |
| [MID ATLANTIC FINANCIAL MANAGEMENT, INC.](https://search.stillhousedata.com/firm/109771) | 2016-04-15 | 2021-04-19 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2014-10-13 | 2015-07-06 | — |
| [HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/157523) | 2011-05-19 | 2014-10-09 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2010-08-12 | 2011-06-02 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2008-02-12 | 2010-08-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5308583)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5308583.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.