# CARLOS ALBERTO PRINCE

CARLOS ALBERTO PRINCE is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with LEGACY EDGE ADVISORS, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LEGACY EDGE ADVISORS, LLC](https://search.stillhousedata.com/firm/328064) | 2025-05-12 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2021-11-29 | 2025-05-05 | — |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2012-04-09 | 2021-11-04 | — |
| [ASCENSUS FINANCIAL SERVICES, LLC.](https://search.stillhousedata.com/firm/147257) | 2012-02-06 | 2012-03-21 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2010-01-12 | 2012-01-09 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2010-01-12 | 2012-01-09 | — |
| [STRATEGIC ADVISERS LLC](https://search.stillhousedata.com/firm/104555) | 2008-12-24 | 2010-01-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5312820)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5312820.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.