# THOMAS M MINCY

THOMAS M MINCY is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with AUSDAL FINANCIAL PARTNERS, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AUSDAL FINANCIAL PARTNERS, INC.](https://search.stillhousedata.com/firm/7995) | 2013-08-14 | present | Yes |
| [IMBB INVESTMENT ADVISORS](https://search.stillhousedata.com/firm/122301) | 2011-08-25 | 2013-09-09 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2011-02-18 | 2011-08-31 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2011-02-24 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-09-10 | 2009-06-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5339845)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5339845.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.